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Questions and Answers with WB and RDR; Lexicon Responds

Companion Books
Posted by: Melissa
November 03, 2007, 04:37 AM

Today, TLC spoke to Diane Nelson, President of Warner Premiere, Warner Bros., who takes care of global brand management for HP, and Richard Harris, spokesperson for RDR Books, regarding the recently filed lawsuit against the publication of an unofficial Harry Potter encyclopedia, aiming to answer fan questions and clear up some confusion. A summation of each discussion is below. Please be reminded that no part of these discussions constitutes a legal answer to any of the claims made in the suit, or has legally binding implications. Also, the opinions and claims in each portion are owed to the agency discussed and do not constitute The Leaky Cauldron’s opinion or claim (of which it has none).

Warner Bros.

The original contact came about because the agencies became aware, in early September, that the Harry Potter Lexicon was slated to be published.

WB says they made numerous efforts to work with the publishing house, asking after the manuscript and offering to help make sure the book did not infringe and could be published without complaint, and all efforts were rebuffed.

The letter claiming rights on the DVD timeline was sent to the CEO of WB and seemed to them like an effort to take attention away from the cease and desist claims. The cease and desist letters constituted an attempt to open a dialogue.

The company claims they registered surprise at the letters from RDR, repeating that the Lexicon site is terrific, but that the proposed book fundamentally infringes J.K. Rowling’s rights.

WB claims to spend hundreds of hours vetting dozens of these types of books each year, and only goes to court (as in the case of Tanya Grotter) when the authors are not willing to make the necessary modifications.

It’s incumbent upon WB to act to protect J.K. Rowling’s rights in order to retain the rights; failure to act may in some (or future) situations be seen as giving up of rights. WB feels it has worked with fans in many ways, by providing elements and materials to allow them to continue in a manner that isn’t commercial. It granted Steve Vander Ark and the Lexicon the rights to use some of its art non-commercially, back in 2001.

According to WB, J.K. Rowling doesn’t have a problem with people publishing or commercially gaining from commentary or analysis, but reconfiguration of her work doesn’t apply.

The British publisher of the Lexicon book is cooperating with WB’s requests and engaging in a dialogue, but it isn’t the case in the U.S.

WB doesn’t feel this is an issue of first amendment rights, and that there are unequivocally no rights owed to the Lexicon for a timeline deriving from the rights of others.

There is no intention to have this suit apply to other fan endeavors such as web sites, wizard rock, etc.

RDR Books

All the following information is according to the RDR spokesperson, Richard Harris, and may be amended upon further discussions with the company.

RDR claims that Steve Vander Ark originally contacted J.K. Rowling, they think “via letters…over a period of months,” to ask to work with her to create an encyclopedic resource, and was rebuffed, which is when he sought out a publisher for the Lexicon. He made no further contact to the J.K. Rowling camp.

Roger Rapoport, the president of the company, was not in Germany selling rights to the book when the suit says he ways, says Mr. Harris. He was with his wife and brother-in-law, the latter of whom died of cancer at that time, and was the reason for which Mr. Rapoport asked for a good faith delay in answering the suit. [The suit claims that Mr. Rapoport was working on selling the rights to the book in Germany at this time, not that he was physically there.]

The book, according to RDR, is “a lexicon or reader’s guide. We’re not calling it an encyclopedia. [J.K. Rowling’s objection is that specifically we were calling it an encyclopedia.]”

[The suit does not claim that a name change will solve the issue or purport that the book was called an encyclopedia.]

The book contains critical analysis from “Steven Vander Ark and his staff.” When asked what he meant by critical analysis Mr. Harris said, “You can go to the site and read the articles. I’m not going to itemize them for you.” Questioned further he said “the book was typeset directly from the site,” and that it was word-for-word taken from the web site. (The RDR Web site now says “The entire book is drawn verbatim from the material that presently appears on Steve Vander Ark’s website.”)

RDR claims the book is not an infringement because “it’s a critical and educational review,” and, “we are not simply rearranging information.” Mr. Harris said a large portion of the book was “probably” typeset from the lexicon directly, though had “no idea” what proportion of the book is essays as compared to a catalogue of info. (However, there have been statements by Lexicon staff quoting Steve, that state there will be no essays in the book. Some essay authors are stating publicly that they have not been approached for permission.)

RDR claims not to have given JKR’s people a copy of the book because “we don’t have a copy to give them…because the book hasn’t been published yet.” Asked why they didn’t hand over a manuscript, Mr. Harris said, “how would it benefit us in any way? This is the result of a barrage of letters from their lawyers in the last two months. Late i the game they came forward and wanted to see the manuscript, after they’ve been threatening to sue us and everything. How is it going to help us in any way to show them the manuscript except to provide them with more information. At this stage are they going to say, ‘Oh, we’re sorry?’ and go away? I don’t think so.”

The publisher claims WB has been “threatening and abusive” since the beginning, and claims RDR would have been happy to discuss the book with them at any point.


RH: They received lots of response. We repeatedly told them yeah, give us a call, give Roger a call, and he will talk to you about it.
TLC: That’s not what they put forth in their legal document.
RH: [laughs] I know that’s not what they put forth in their legal document. Well aware of it.
TLC: Then I want to make this clear because it’s serious: You’re saying that they bore false witness in that document.
RH: We’ll answer that in our answer.

RDR Books admits that letters began in early September but claims that the original letters to come did not mention Warner Bros. Warner Bros. has told TLC that all letters clearly stated WB as a party.

RDR claims to have made an attempt to settle the matter quickly, and was rebuffed (WB has yet to respond to this claim).

Further questioned about whether the timeline of communications in the lawsuit is, therefore, correct, Mr. Harris said he did not have an answer.

RDR claims there are many factual errors in the suit but declined to discuss them individually before the case is answered legally.

It’s RDR’s position that the Lexicon did not need permission to do work on the book.

Disclaimer: These interviews do not constitute legally binding arguments.


The Harry Potter Lexicon has posted a statement on its “What’s New” page:

Dear Friends,

I would like to thank each and every one of you for your support in recent days. Everyone here at the Lexicon, all volunteers, regrets the unpleasantness. We have always been interested in working with the publishers of the novels to satisfy their concerns, interests and needs and we certainly do not plan nor have we ever planned to publish anything which competes with Ms. Rowling’s fine literary capabilities. Our work has nothing to do with fiction writing and is only concerned with legitimate critical analysis and academic considerations. It has been widely approved and employed by Ms. Rowling herself.

My book was started in response to many, many people who talked to me and asked if there could be a print version of the Lexicon, not in some sort of attempt to profit off of fans. Because the material for the book was not only accepted but praised and used frequently by every entity concerned with creating the Harry Potter books, games, and films, I would never have thought that a print version could be judged differently.

I sincerely hope that this matter can be resolved amicably and ask for you patience and understanding during that process.

Steve

Steve Vander Ark
The Harry Potter Lexicon


The Harry Potter Lexicon is a partner site to the Leaky Cauldron.

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177 Comments

Fossil

@ Bibliophile1776

Quoted from my earlier post: “Some are also claiming that the Lexicon book would not take away proceeds from Rowling’s book. Their evidence: I would buy both. I’m sure most die-hard fans would by both, but the problem is that most fans are not die-hard fans. Most fans have never ventured onto the internet HP world and would not know that there are two encyclopedias: the Lexicon’s and Jo’s future encyclopedia. So let me set up a situation: A standard Harry Potter fan (one who has read at least most of the books at least once, but doesn’t know a thing about online Harry Potter news and fandom) walks into a bookstore and sees “Harry Potter Lexicon.” For whatever reason, they buy it. Two or three years later they walk into the bookstore again and see “Harry Potter Encyclopedia.” Because they don’t go online and get all the good information they probably won’t realize that there is a difference between these two books. They’ll think, why in the world should I buy another encyclopedia, especially since they probably hardly ever even used the first one they bought.”

Also, if she lets him go ahead and publish Jo and WB could loose trademarks.

Quoted from Biblio’s post: “If I was an author, and somebody put that much work into my fictional universe, I’d be thrilled.”

From what we have seen, she is thrilled. Why else would she create a fan site award, or call the Lexicon “my natural home”? But the facts are that Steve went too far in trying to publish the Lexicon without her permission. Jo and WB had no choice but to sue.

Posted by Fossil on November 05, 2007, 02:16 AM report to moderator
Bibliophile1776

I see your point.

However, I think your ‘standard HP fan’ scenario is so unlikely that it’s pretty much impossible. For one thing, just because it’s not in the book title or subtitle doesn’t mean that there’s no disclaimer on the lexicon book’s cover. After all, there is no disclaimer in the title or subtitle of Mugglenet’s book, but there is one on the cover. So a fan would be able to tell the difference between the unauthorised version and the one that says ‘by J.K. Rowling’ in big letters. Second of all, when JKR’s encyclopedia comes out, it will be surrounded by publicity. Everyone who has any access to any sort of media will know what it is, particularly if they have read Harry Potter and are interested enough to buy an encyclopedia. With that atmosphere, it will be impossible not to know the difference.

I’m not sure I completely understand what you mean by ‘loose trademarks’... what would they be losing?

I still think that JKR should have let him publish- I don’t think it’s going too far at all.

Posted by Bibliophile1776 on November 05, 2007, 02:32 AM report to moderator
Kimberly

Hey Friends,

I just wanted to stop back by to say that Steve has posted a letter to fans on the lexicon in “what’s new.” I thought you all might like to check it out. Of course it doesn’t go into anything specific (because that would really be trouble), but still nice to hear from Steve.

Posted by Kimberly on November 05, 2007, 02:50 AM report to moderator
William Wood

Thank you Melissa and an awesome staff for keeping us up to date on this news! I must say I am sad to see this happen… I hope it is cleared up and Steve and can publish the book, would love to have it!!! I am dissapointed about the Beatle Bard book, why only 7 copies? With only one being sold at auction for charity??? Maybe if it was sold in mass to the public and the proceeds go to charity, would that not generate a heck of a lot more $$$ that just selling one?

Posted by William Wood on November 05, 2007, 03:12 AM report to moderator
Fossil

@ Biblio

From Leaky interview: “It’s incumbent upon WB to act to protect J.K. Rowling’s rights in order to retain the rights; failure to act may in some (or future) situations be seen as giving up of rights.”

From Wikipedia: “Trademarks rights must be maintained through actual use of the trademark. These rights will diminish over time if a mark is not actively used. In the case of a trademark registration, failure to actively use the mark, or to enforce the registration in the event of infringement, may also expose the registration itself to removal from the register after a certain period of time.”

So if Jo and WB allow Steve to use their trademarks, then the courts may see that as abandoning the trademarks. Once a trademark is abandoned, anyone is free to use it for whatever means they want.

From the suit: “The suit also maintains that the book will be marketed to mislead consumers, because it does not have a disclaimer in its title or subtitle and is referred to as ‘the most complete and amazing reference to the magical world of Harry Potter,’ which the suit claims “gives the false and misleading impression that the book is an official Harry Potter book and that Ms. Rowling or Warner Bros. has authorized it or is associated it with it in any way.”“

Posted by Fossil on November 05, 2007, 03:22 AM report to moderator
Bibliophile1776

@fossil

To the last paragraph: Once again, just because it isn’t in the title or subtitle doesn’t mean a disclaimer isn’t there. I doubt anyone who purchased Mugglenet’s book believed that it contained JKR’s description of what was going to happen in DH.

To the first part: Thank you for that explanation, I definitely understand why they’re suing a lot better now. And I suppose the lexicon is the easiest thing to sue, seeing as it seems to be mostly factual and not analytic. So exactly how much do they have to allow for them to lose their trademark? After all, they did just sue for that model of Hogwarts in India.

Posted by Bibliophile1776 on November 05, 2007, 03:28 AM report to moderator
Fossil

@ Biblio

Actually if you go to the RDR website they have a picture of the cover, and nowhere on the cover is any sort of disclaimer. If they planned on putting a disclaimer on the cover I think they would have said so.

I’m not sure how many times before it is considered abandoment.

Posted by Fossil on November 05, 2007, 03:35 AM report to moderator
Bibliophile1776

@fossil

Well, for me at least, that’s the crucial point. I would completely understand the lawsuit, though I’d still be sad about it, if to do otherwise would be to lose the HP trademark. If not, though, then it’s irrelevant.

I hadn’t seen the cover before- they should definitely add a disclaimer. If they don’t, though… well, they’re not the first. If the text on the book’s page is the same text that would appear on the back of the book, then there is definitely enough of a disclaimer there. If there is no obvious disclaimer on the front or back, though, then I understand the need for a lawsuit, too.

Posted by Bibliophile1776 on November 05, 2007, 03:49 AM report to moderator
Cara

Matt said: Have people forgotten that WB in 2001, prior to the release of the first film, shot out a number of ceast and desist letters to a number of HP fan sites? If I recall, wasn’t their knee-jerk rationalization was that the fan sites might deminish the value of the franchise?

No, I don’t believe anyone’s forgotten the fact that WB did this. They did it to protect their copyrights which was entirely within their legal purview. Nor should people forget that WB dropped their legal suits because they deemed the Potter fan sites on the ‘world wide web’ were using their copyrighted material “non-commercially”. That means the web sites did not distribute and make a profit off of copyrighted material. Receiving freely given donations to aid in the continued operation and upkeep of the site is a not-for-profit endeavor.

Matt said: I have to admit, if the issue has to do with the book being a ‘reference based book’, plenty of other published books about Potter have reference materials. Why the sudden change?

There are many ‘unofficial’ guides out there, this is true, however, these sources are true analytical works that properly site copyright/trademarks/indicia of JK Rowling, WB, and various publishers. They use canon, but not slavishly, the vast majority of their books are original thoughts/ideas/essays. They are careful to declare they are ‘unofficial’ or ‘unauthorized’. This is considered ‘fair use’ of copyrighted materials to create a ‘derivative’ work, even without the original author’s consent. Please also note that they have never marketed books with art that approximates any HP book cover. The Harry Potter Lexicon cover [UK version] very closely approximates the adult UK HP book covers with seemingly identical typeset, size & color of title letters, background colors…etc…etc… That type of marketing is deceptive and violates fair trade practices. Put an original Harry Potter adult UK book right next to ‘Harry Potter Lexicon’, and it will be extremely hard for the average customer [not rabid fan, mind] to note differences. You can view any HP adult UK cover art online…then compare it yourself to ‘Harry Potter Lexicon’ at the amazon.co.uk site.

Also, let’s be clear, no one has EVER taken their Harry Potter fan site, copied it into a book format, and sold it for profit. It’s unprecedented and unfortunately, it will probably bite RDR and Steve in the butt.

We are told by RDR “The entire book is drawn verbatim from the material that presently appears on Steve Vander Ark’s website.” Discounting the original, thought provoking essays [which belong to the original authors and not the Lexicon], there is not 400 pages of original thoughts/summaries on that site. It is a simple listing of known facts, derived directly from the novels, regurgitated in another format—-the formatting may be original, the majority of content however, is not.

If, for some obscure reason Jo/WB lose this lawsuit, I’m willing to bet dollars to doughnuts that it will have massive repercussions for all the Potter fan sites/forums. WB will ‘cease and desist’ to shut them all down before they too, think to do the same thing as SVA/RDR and make a profit off of copyrighted material. And you can bet that everyone else will jump on that particular legal band wagon to protect their property rights on the “world wide web” too, which would fundamentally alter the internet.

Posted by Cara on November 05, 2007, 03:50 AM report to moderator
Fossil

@ Biblio

Thanks for the discussion, I really appreciate your willingness to listen. I’ve got to go do Chemistry now.

Bye

Posted by Fossil on November 05, 2007, 03:53 AM report to moderator
joycemorrison

i dunno what to say except thank you so much for all the info, Leaky. this just bums me out… i hope this is resolved leaving no bitterness.

Posted by joycemorrison on November 05, 2007, 04:42 AM report to moderator
AloysiusWeasley

WB can’t stop this – look how many books are already published that are pretty much doing the exact same thing Steve’s trying to do! On top of that, it’s nothing new – look how many ‘unofficial’ encyclopedias are floating around, on everything from LotR to all the ‘dummy’ books that get published! Also, it’s perfectly all right to use quotes from the original material, as long as that’s not ALL it is, and we all know the Leaky book is going to be more than that. I’m planning on buying a copy, especially because She-Who-Must-Not-Be-Named is just sitting on her claims for making an encyclopedia. Especially since she pulled that crap about only selling ONE copy of the Tales of Beedle the Bard. Oh yea, she loves her fans, all right! /sarcasm

Posted by AloysiusWeasley on November 08, 2007, 05:09 PM report to moderator
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