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Questions and Answers with WB and RDR; Lexicon Responds

Companion Books
Posted by: Melissa
November 03, 2007, 04:37 AM

Today, TLC spoke to Diane Nelson, President of Warner Premiere, Warner Bros., who takes care of global brand management for HP, and Richard Harris, spokesperson for RDR Books, regarding the recently filed lawsuit against the publication of an unofficial Harry Potter encyclopedia, aiming to answer fan questions and clear up some confusion. A summation of each discussion is below. Please be reminded that no part of these discussions constitutes a legal answer to any of the claims made in the suit, or has legally binding implications. Also, the opinions and claims in each portion are owed to the agency discussed and do not constitute The Leaky Cauldron’s opinion or claim (of which it has none).

Warner Bros.

The original contact came about because the agencies became aware, in early September, that the Harry Potter Lexicon was slated to be published.

WB says they made numerous efforts to work with the publishing house, asking after the manuscript and offering to help make sure the book did not infringe and could be published without complaint, and all efforts were rebuffed.

The letter claiming rights on the DVD timeline was sent to the CEO of WB and seemed to them like an effort to take attention away from the cease and desist claims. The cease and desist letters constituted an attempt to open a dialogue.

The company claims they registered surprise at the letters from RDR, repeating that the Lexicon site is terrific, but that the proposed book fundamentally infringes J.K. Rowling’s rights.

WB claims to spend hundreds of hours vetting dozens of these types of books each year, and only goes to court (as in the case of Tanya Grotter) when the authors are not willing to make the necessary modifications.

It’s incumbent upon WB to act to protect J.K. Rowling’s rights in order to retain the rights; failure to act may in some (or future) situations be seen as giving up of rights. WB feels it has worked with fans in many ways, by providing elements and materials to allow them to continue in a manner that isn’t commercial. It granted Steve Vander Ark and the Lexicon the rights to use some of its art non-commercially, back in 2001.

According to WB, J.K. Rowling doesn’t have a problem with people publishing or commercially gaining from commentary or analysis, but reconfiguration of her work doesn’t apply.

The British publisher of the Lexicon book is cooperating with WB’s requests and engaging in a dialogue, but it isn’t the case in the U.S.

WB doesn’t feel this is an issue of first amendment rights, and that there are unequivocally no rights owed to the Lexicon for a timeline deriving from the rights of others.

There is no intention to have this suit apply to other fan endeavors such as web sites, wizard rock, etc.

RDR Books

All the following information is according to the RDR spokesperson, Richard Harris, and may be amended upon further discussions with the company.

RDR claims that Steve Vander Ark originally contacted J.K. Rowling, they think “via letters…over a period of months,” to ask to work with her to create an encyclopedic resource, and was rebuffed, which is when he sought out a publisher for the Lexicon. He made no further contact to the J.K. Rowling camp.

Roger Rapoport, the president of the company, was not in Germany selling rights to the book when the suit says he ways, says Mr. Harris. He was with his wife and brother-in-law, the latter of whom died of cancer at that time, and was the reason for which Mr. Rapoport asked for a good faith delay in answering the suit. [The suit claims that Mr. Rapoport was working on selling the rights to the book in Germany at this time, not that he was physically there.]

The book, according to RDR, is “a lexicon or reader’s guide. We’re not calling it an encyclopedia. [J.K. Rowling’s objection is that specifically we were calling it an encyclopedia.]”

[The suit does not claim that a name change will solve the issue or purport that the book was called an encyclopedia.]

The book contains critical analysis from “Steven Vander Ark and his staff.” When asked what he meant by critical analysis Mr. Harris said, “You can go to the site and read the articles. I’m not going to itemize them for you.” Questioned further he said “the book was typeset directly from the site,” and that it was word-for-word taken from the web site. (The RDR Web site now says “The entire book is drawn verbatim from the material that presently appears on Steve Vander Ark’s website.”)

RDR claims the book is not an infringement because “it’s a critical and educational review,” and, “we are not simply rearranging information.” Mr. Harris said a large portion of the book was “probably” typeset from the lexicon directly, though had “no idea” what proportion of the book is essays as compared to a catalogue of info. (However, there have been statements by Lexicon staff quoting Steve, that state there will be no essays in the book. Some essay authors are stating publicly that they have not been approached for permission.)

RDR claims not to have given JKR’s people a copy of the book because “we don’t have a copy to give them…because the book hasn’t been published yet.” Asked why they didn’t hand over a manuscript, Mr. Harris said, “how would it benefit us in any way? This is the result of a barrage of letters from their lawyers in the last two months. Late i the game they came forward and wanted to see the manuscript, after they’ve been threatening to sue us and everything. How is it going to help us in any way to show them the manuscript except to provide them with more information. At this stage are they going to say, ‘Oh, we’re sorry?’ and go away? I don’t think so.”

The publisher claims WB has been “threatening and abusive” since the beginning, and claims RDR would have been happy to discuss the book with them at any point.


RH: They received lots of response. We repeatedly told them yeah, give us a call, give Roger a call, and he will talk to you about it.
TLC: That’s not what they put forth in their legal document.
RH: [laughs] I know that’s not what they put forth in their legal document. Well aware of it.
TLC: Then I want to make this clear because it’s serious: You’re saying that they bore false witness in that document.
RH: We’ll answer that in our answer.

RDR Books admits that letters began in early September but claims that the original letters to come did not mention Warner Bros. Warner Bros. has told TLC that all letters clearly stated WB as a party.

RDR claims to have made an attempt to settle the matter quickly, and was rebuffed (WB has yet to respond to this claim).

Further questioned about whether the timeline of communications in the lawsuit is, therefore, correct, Mr. Harris said he did not have an answer.

RDR claims there are many factual errors in the suit but declined to discuss them individually before the case is answered legally.

It’s RDR’s position that the Lexicon did not need permission to do work on the book.

Disclaimer: These interviews do not constitute legally binding arguments.


The Harry Potter Lexicon has posted a statement on its “What’s New” page:

Dear Friends,

I would like to thank each and every one of you for your support in recent days. Everyone here at the Lexicon, all volunteers, regrets the unpleasantness. We have always been interested in working with the publishers of the novels to satisfy their concerns, interests and needs and we certainly do not plan nor have we ever planned to publish anything which competes with Ms. Rowling’s fine literary capabilities. Our work has nothing to do with fiction writing and is only concerned with legitimate critical analysis and academic considerations. It has been widely approved and employed by Ms. Rowling herself.

My book was started in response to many, many people who talked to me and asked if there could be a print version of the Lexicon, not in some sort of attempt to profit off of fans. Because the material for the book was not only accepted but praised and used frequently by every entity concerned with creating the Harry Potter books, games, and films, I would never have thought that a print version could be judged differently.

I sincerely hope that this matter can be resolved amicably and ask for you patience and understanding during that process.

Steve

Steve Vander Ark
The Harry Potter Lexicon


The Harry Potter Lexicon is a partner site to the Leaky Cauldron.

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177 Comments

Jeannine

Nadia, WB owns the rights to the HP characters. Apparently some of those are used in this book in ways they should not be.At least not be used as a “form ” to earn money from.

JKR not only has my full support on this but I worry about what could happen to the rights of all authors if this isn’t eventually seen in her [or even WB’s] favor.

Posted by Jeannine on November 03, 2007, 01:41 PM report to moderator
Gracie

Re-reading RDR’s statement about the matter on their website-I wonder if RDR’s issue over censorship and first amendment rights has to do with the fact that the book hasn’t been published yet? If the book came out and was found to be an infringement, that seems like one thing that at least could then be argued on the merits of exactly what appears in the book. But WB/JKR are trying to stop a book they’ve never seen from ever being published in the first place. I don’t think an author has the obligation to show a manuscript to anybody before publishing (including plagiarized material, etc.) They’re wrong to publish something illegal and then have to take the consequences, but don’t they have the right to publish it first? (Maybe not-maybe a lawyer can post and tell us). The right to publish seems like a different matter and is the one RDR is first speaking about. Censorship and First Amendment rights? I don’t know. But I do wonder how you can sue over something that someone intends to write/publish claiming it will take money away from something someone else intends to write/publish (since Rowling has not published her book yet, either, and won’t for years). There’s no there there in either case yet, is there? Kind of like arresting someone who might commit a murder just because you don’t like what he’s saying? The website doesn’t seem to count because the website and the book are 2 different things.

Besides, there is so much material of all kinds and formats on the Lexicon website, it can’t all possibly be going into the book, can it? The entire Lexicon in 400 pages? Doesn’t seem to match up, you know? It must only be certain parts, but we just don’t know which parts the book contains until the book actually appears. There is definitely material on the Lexicon that is critical analysis and would not infringe on copyright. Will WB/JKR finally get their due from their knee-jerking, strong-arm tactics when they see a book that is perfectly legitimate after they have defamed the reputations of SVA and his publisher? What kind of counter-suit would happen then? Hmm…on one level the case seems pretty cut and dried, but on another it could be complicated and interesting.

I’d also like to chime in with other fans here thanking Leaky for their continuing news coverage and updates on this story.

Posted by Gracie on November 03, 2007, 01:48 PM report to moderator
Hedwig June

Leaky, you are wonderful. Cheers!

Ashes: The only way that the Lexicon book would be “complete” (inclusive of all DH canon) is if Steve (and several other people?) had worked on the Lexicon book in the last several months….instead of the website.

So…..since the “bad guys” here appear to be RDR books….should JKR’s Army just boycott them? Or am I getting a little too rebellious there? :P

Posted by Hedwig June on November 03, 2007, 01:51 PM report to moderator
Annia

i don(t understand some coments which are saying, like Jeannine’s, “I find it extremely odd that some people feel it is just fine to copy -and rejurgitate—JKR’s work as their own [or “any” author for that matter].”

For my pleasure or the pleasure of exchanging ideas with fellows forumers, or for a to-be fan fiction, I have try to organise by myself some of the informations of HP, such as time lines, use of potions, maps,or lately visions and dreams of Harry : thus I cannot let say that this work is just “copy” or “regurgitation”. Why insult the Lexicon and the people who have worked at it, why not use the real words, wich are “organising differently JKR elements” ? To use the rights words doesn’t change the legal aspects of the case, about intellectual property, maybe, but it does change the “accusation”. We are not speaking of a tentative of plagiarism. But of a tentative of making money with a proposition of “organised information” (on a Lexicon form), about JKR’s world.

About the legal and “social” case : I agree that, with the answer “No” by J Rowling, no such book should have be envisaged.

Posted by Annia on November 03, 2007, 01:54 PM report to moderator
ummm...

JKR all the way

Posted by ummm... on November 03, 2007, 01:56 PM report to moderator
akiana

I second that. I support Jo. As a writer myself, I get cold thinking about someone taking my work and gaining from it.

Posted by akiana on November 03, 2007, 02:02 PM report to moderator
~*Cynthia*~

It seems fairly clear that RDR is unprofessional and that they are merely soldiering on in the hopes of saving their current investment in the book. To pull out now means a big loss for their company. I have a feeling Steve’s opinion matters little at this point.

Posted by ~*Cynthia*~ on November 03, 2007, 02:17 PM report to moderator
~*Cynthia*~

Oh, and a big THANKS to Leaky for their coverage :) Love ya!

Posted by ~*Cynthia*~ on November 03, 2007, 02:18 PM report to moderator
EMUBari83

I’m on JKR’s side here. I think the main issue is that as a website, the Lexicon is free for all users. As a book, people will have to purchase the book to read the information. That is the main issue. Steve is trying to take money from JKR (who’s money will go to charity). JKR has even stated all money given to her from this will go to charity (besides lawyers lost I’m guessing).

This isn’t the first time Steve has done something against JKR. Personally, I think JKR got fed up with the website when they “revealed” the RAB mystery after HBP was released. It’s embarassing to think that a fellow Michigander is doing this to the author who got me to start reading again.

Posted by EMUBari83 on November 03, 2007, 02:26 PM report to moderator
budb

Melissa and the TLC, thank you, as always you do your best to provide us with the best information available.

But folks, let’s not get back into the discussion of the past few days? The JKR vs SVA bashing and bashing of other posters got tiresome, and more important there really is insufficient info about the planned contents, despite the statement from RDR that the book would be word-for-word off the Lexicon site. Steve VA is acting appropriately by not saying a word…

So, let’s hope this sad situation resolves itself in a positive fashion shortly.

Posted by budb on November 03, 2007, 02:31 PM report to moderator
anotherweasley

To echo others, Thank you Leaky for bringing us information from both sides. I wish that Steve could give his point of view too, but likely he has been told not to say anything by the publishers and lawyers.

I believe that JKR’s camp is in the right on this. I just don’t understand why the publisher couldn’t hand over a copy of the manuscript. This could have been done long ago and avoided all of this, unless of course the publisher knows that the book does infringe on copyright and is trying to “hide” it.

I don’t really “blame” Steve in this at all, it just sounds as if he got bad advice from the publishers, at least I hope that is the case.

Posted by anotherweasley on November 03, 2007, 02:37 PM report to moderator
Helios Lightra

It really is a pity about this. I agree with the JKR supporters. RDR certainly seems to be unprofessional…I wonder why Steve would take his book to them anyways? The site looks like something off of Powerpoint or Publisher (I think it’s what it’s called). I agree, from the sound of it after this bit of news, it sounds more like Steve may have gotten very bad legal advise. But with that, why hasn’t he said anything? Shutting down comments was certtainly a bad idea if he wants anyone to not see him as wrong. If it is legal advice, then certainly he made a mistake, but should have stopped taking the advice. If not, than he is no longer a fan so much as one of the people who publishes the fake books.

Also, how will Leaky’s partnership stand in the wake of him losing the case? Is there a single person in charge of the Floo Network (from what I know, no, but still) who could shut it down?

Posted by Helios Lightra on November 03, 2007, 02:43 PM report to moderator
Samantha

I don’t think anyone in this situation meant any harm, which is why the whole thing is unfortunate. I’m assuming that Steve was not trying to steal Jo’s work or prevent her from writing her encyclopedia or replace her encyclopedia, but I’m going to have to side with Jo on this one. It’s her world, her characters, her plots, and the Lexicon is just too intricate and detailed to be published into a book and not have WB get angry. It’s also sad that Steve, among all things a huge Potter fan, has to be punished for trying to make things easier for other fans by compiling all of this Potter information. I think this is an example of just taking things too far – the Lexicon was great as it is, but to publish it as a book would be unfair to Jo and the hard work she has done for seventeen years.

Thanks Leaky for keeping us updated!!

Posted by Samantha on November 03, 2007, 02:49 PM report to moderator
budb

Helios,

JKR has made it clear, and if I understand the agreement with WB and the Floo Net members made back in 2001 (? unsure of date), materials may be posted on the web for all, since there is no charge. There were numerous advantages to all in that initial agreement, since after all the Lexicon, MuggleNet, Leaky and other sites kept fan interest sparked between books and films. And manufacturers of HP merchandise also realized that the commitment of sites like Leaky to provide us with information simply added to their marketing. Therefore, there is no reason for Lexicon to be closed down, that would be counter-productive.

Posted by budb on November 03, 2007, 02:51 PM report to moderator
dumbledweeb

Posted by Lilyp:”Just a question to all of you that say that Steve’s work of compilation doesn’t have anything original in it (Compilation can be copyrighted if the arrangement as a whole constitutes a new work – it is in the law),” Uhh! I don’t think you are right. A compilation still has to have permission from the various publishers before they publish or it is plagarism. I have a lot of scene compliations from plays and they have permission. The mere regurgitaion of facts like a study guide or movie listings, etc is something different. The Lexicon is not a mere regurgitation or reorganization of facts it has quotes from books to support most of the facts and lists specific information taken directly from the books. Credit to Steve for this, I love(d) the lexicon. But if it was just a Cliff’s Note of Spells used in HP, or the like I doubt WB would have a problem.

Also, I think a very telling argument on WB’s part is this “WB feels it has worked with fans in many ways, by providing elements and materials to allow them to continue in a manner that isn’t commercial. It granted Steve Vander Ark and the Lexicon the rights to use some of its art non-commercially, back in 2001.” This is true, also the lexicon freely copyrights it’s own artwork(and apparently timelines) based on JKR’s work. That is fine in a free web based medium. You don’t want other sites stealing your stuff, but I have never seen a copyright mark at leaky. Which leads to the question if the Lexicon is published does Steve now get residuals whenever his copyrighted HP artwork is used and will it compete with WB and other authorized HP artwork(a copyright does not equal authorized.)So there is alot of other things involved than just words. WB probably asked for the manuscript to check many things. Steve was probably free to make artwork and call them snithes, and other such things from the HP universe because it wasn’t profiting from it. But try to sell it and you got to change the name.

Posted by dumbledweeb on November 03, 2007, 02:58 PM report to moderator
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