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Questions and Answers with WB and RDR; Lexicon Responds

Companion Books
Posted by: Melissa
November 03, 2007, 04:37 AM

Today, TLC spoke to Diane Nelson, President of Warner Premiere, Warner Bros., who takes care of global brand management for HP, and Richard Harris, spokesperson for RDR Books, regarding the recently filed lawsuit against the publication of an unofficial Harry Potter encyclopedia, aiming to answer fan questions and clear up some confusion. A summation of each discussion is below. Please be reminded that no part of these discussions constitutes a legal answer to any of the claims made in the suit, or has legally binding implications. Also, the opinions and claims in each portion are owed to the agency discussed and do not constitute The Leaky Cauldron’s opinion or claim (of which it has none).

Warner Bros.

The original contact came about because the agencies became aware, in early September, that the Harry Potter Lexicon was slated to be published.

WB says they made numerous efforts to work with the publishing house, asking after the manuscript and offering to help make sure the book did not infringe and could be published without complaint, and all efforts were rebuffed.

The letter claiming rights on the DVD timeline was sent to the CEO of WB and seemed to them like an effort to take attention away from the cease and desist claims. The cease and desist letters constituted an attempt to open a dialogue.

The company claims they registered surprise at the letters from RDR, repeating that the Lexicon site is terrific, but that the proposed book fundamentally infringes J.K. Rowling’s rights.

WB claims to spend hundreds of hours vetting dozens of these types of books each year, and only goes to court (as in the case of Tanya Grotter) when the authors are not willing to make the necessary modifications.

It’s incumbent upon WB to act to protect J.K. Rowling’s rights in order to retain the rights; failure to act may in some (or future) situations be seen as giving up of rights. WB feels it has worked with fans in many ways, by providing elements and materials to allow them to continue in a manner that isn’t commercial. It granted Steve Vander Ark and the Lexicon the rights to use some of its art non-commercially, back in 2001.

According to WB, J.K. Rowling doesn’t have a problem with people publishing or commercially gaining from commentary or analysis, but reconfiguration of her work doesn’t apply.

The British publisher of the Lexicon book is cooperating with WB’s requests and engaging in a dialogue, but it isn’t the case in the U.S.

WB doesn’t feel this is an issue of first amendment rights, and that there are unequivocally no rights owed to the Lexicon for a timeline deriving from the rights of others.

There is no intention to have this suit apply to other fan endeavors such as web sites, wizard rock, etc.

RDR Books

All the following information is according to the RDR spokesperson, Richard Harris, and may be amended upon further discussions with the company.

RDR claims that Steve Vander Ark originally contacted J.K. Rowling, they think “via letters…over a period of months,” to ask to work with her to create an encyclopedic resource, and was rebuffed, which is when he sought out a publisher for the Lexicon. He made no further contact to the J.K. Rowling camp.

Roger Rapoport, the president of the company, was not in Germany selling rights to the book when the suit says he ways, says Mr. Harris. He was with his wife and brother-in-law, the latter of whom died of cancer at that time, and was the reason for which Mr. Rapoport asked for a good faith delay in answering the suit. [The suit claims that Mr. Rapoport was working on selling the rights to the book in Germany at this time, not that he was physically there.]

The book, according to RDR, is “a lexicon or reader’s guide. We’re not calling it an encyclopedia. [J.K. Rowling’s objection is that specifically we were calling it an encyclopedia.]”

[The suit does not claim that a name change will solve the issue or purport that the book was called an encyclopedia.]

The book contains critical analysis from “Steven Vander Ark and his staff.” When asked what he meant by critical analysis Mr. Harris said, “You can go to the site and read the articles. I’m not going to itemize them for you.” Questioned further he said “the book was typeset directly from the site,” and that it was word-for-word taken from the web site. (The RDR Web site now says “The entire book is drawn verbatim from the material that presently appears on Steve Vander Ark’s website.”)

RDR claims the book is not an infringement because “it’s a critical and educational review,” and, “we are not simply rearranging information.” Mr. Harris said a large portion of the book was “probably” typeset from the lexicon directly, though had “no idea” what proportion of the book is essays as compared to a catalogue of info. (However, there have been statements by Lexicon staff quoting Steve, that state there will be no essays in the book. Some essay authors are stating publicly that they have not been approached for permission.)

RDR claims not to have given JKR’s people a copy of the book because “we don’t have a copy to give them…because the book hasn’t been published yet.” Asked why they didn’t hand over a manuscript, Mr. Harris said, “how would it benefit us in any way? This is the result of a barrage of letters from their lawyers in the last two months. Late i the game they came forward and wanted to see the manuscript, after they’ve been threatening to sue us and everything. How is it going to help us in any way to show them the manuscript except to provide them with more information. At this stage are they going to say, ‘Oh, we’re sorry?’ and go away? I don’t think so.”

The publisher claims WB has been “threatening and abusive” since the beginning, and claims RDR would have been happy to discuss the book with them at any point.


RH: They received lots of response. We repeatedly told them yeah, give us a call, give Roger a call, and he will talk to you about it.
TLC: That’s not what they put forth in their legal document.
RH: [laughs] I know that’s not what they put forth in their legal document. Well aware of it.
TLC: Then I want to make this clear because it’s serious: You’re saying that they bore false witness in that document.
RH: We’ll answer that in our answer.

RDR Books admits that letters began in early September but claims that the original letters to come did not mention Warner Bros. Warner Bros. has told TLC that all letters clearly stated WB as a party.

RDR claims to have made an attempt to settle the matter quickly, and was rebuffed (WB has yet to respond to this claim).

Further questioned about whether the timeline of communications in the lawsuit is, therefore, correct, Mr. Harris said he did not have an answer.

RDR claims there are many factual errors in the suit but declined to discuss them individually before the case is answered legally.

It’s RDR’s position that the Lexicon did not need permission to do work on the book.

Disclaimer: These interviews do not constitute legally binding arguments.


The Harry Potter Lexicon has posted a statement on its “What’s New” page:

Dear Friends,

I would like to thank each and every one of you for your support in recent days. Everyone here at the Lexicon, all volunteers, regrets the unpleasantness. We have always been interested in working with the publishers of the novels to satisfy their concerns, interests and needs and we certainly do not plan nor have we ever planned to publish anything which competes with Ms. Rowling’s fine literary capabilities. Our work has nothing to do with fiction writing and is only concerned with legitimate critical analysis and academic considerations. It has been widely approved and employed by Ms. Rowling herself.

My book was started in response to many, many people who talked to me and asked if there could be a print version of the Lexicon, not in some sort of attempt to profit off of fans. Because the material for the book was not only accepted but praised and used frequently by every entity concerned with creating the Harry Potter books, games, and films, I would never have thought that a print version could be judged differently.

I sincerely hope that this matter can be resolved amicably and ask for you patience and understanding during that process.

Steve

Steve Vander Ark
The Harry Potter Lexicon


The Harry Potter Lexicon is a partner site to the Leaky Cauldron.

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177 Comments

Mars

What I don’t understand is why would Steve destroy his good relationship with JK, JK’s fan base and his own fan base just to pursue this? Is he that desperate for money?

Posted by Mars on November 03, 2007, 05:58 PM report to moderator
ROWLING'S GIRL THROUGH AND THROUGH

I am quite stunned also that Steve contacted JKR about doing a book together. And then did a book himself when he was turned down. That is astonishing. I hope it turns out not to be true. I find that quite nasty, especially since Jo praised his site up. If it turns out to be true, then I have no choice but to believe Steve is just in it all for the money.

Posted by ROWLING'S GIRL THROUGH AND THROUGH on November 03, 2007, 06:00 PM report to moderator
A. Andromeda

1. I’d guess that SVA is being quiet on legal advice. Unfortunately, silence is bad for fandom because all the fen start talking, and we know where that goes…

2. There is conflicting information on who contacted who first regarding the print version of the Lexicon. This article was the first to mention Steve contacting JKR post-DH about collaborating on one. As a commenter somewhere above mentioned, I’d think she’d want to take a break after finishing the book! But her permission should have been the #1 priority for the publisher and for Steve. However, we won’t know the truth until there is open talk from JKR and/or Steve. There is no defense for continuing with this book when JKR’s permission was not obtained from the very beginning.

3. Steve’s efforts on the Lexicon are admirable, and the site is excellent: well organized, detailed, and it gives sources. (And I think it would work better than a book anyway, because it can be updated.) The bottom line, though, is that all the information on the Lexicon is JKR’s (aside from critical essays/analyses). No disputing that fact. Summing up the information contained in the books does not make it Steve’s intellectual property. As another commenter said, there are not 400 pages worth of essays on the Lexicon.

4. JKR doesn’t “owe” Steve anything. The Lexicon honors her books. She is very lenient with allowing people to use her world for creative things like fanfiction and fanart. The time and effort spent making the Lexicon are entirely the choice of Steve and all who work on it. It doesn’t buy extra points with JKR, nor does it buy the right to publish the information they have summarized.

5. RDR Books sounds unprofessional and foolish in their comments.

6. Leaky, thank you for being nonpartisan and professional about this. It’s very appreciated in a situation where no one knows the whole truth.

Posted by A. Andromeda on November 03, 2007, 06:18 PM report to moderator
lovesron

I have stated my opinions on this before, so at this point I just want to thank Leaky for staying un-biased in this matter. Many other sites would certainly have turned this into an issue of loyalties, which it is not, instead of one of legal rights. I was just wondering if Steve would still be on Pottercast. I ask only because, although Leaky has been careful not to say anything against either party, the creator and author of a site which is currently being sued by the writer of the series it is dedicated to may have other things to do at the moment. Anyway, thanks for keeping us up to date on this thoroughly aggrivating series of events.

Posted by lovesron on November 03, 2007, 06:22 PM report to moderator
PotterBug

First of all thanks to Leaky for such a non biased report. I can’t express how relieved I am that you guys are being so professional about this. I really do appreciate it.

Now I really do love the Lexicon (I mean I really really really love the lexicon it’s just a wonderful resource when you’re pondering a point and don’t want to pull out your extremely highlighted and annotated copy of the series). A book does present many problems. Especially, when some of the intellectual property is not all Steve’s. I’m not saying he hasn’t taken the necessary procedures. I don’t know that either way. But I just don’t know which way to go on this. Jo’s encyclopedia was supposed to be different with additional information that we do not have. The lexicon is more like a concordance/summary/analysis. I do have somewhat of a problem with the profiting from it. I wasn’t all to pleased when Mugglenet published theirs but i do think that any person that takes a scholarly approach and is not trying to write another fantasy based on the series or publish say some fanfic (for profit i must add). There are loads of books that analyze and take apart some of the greatest classics. Jo’s series is a classic. There will never be another like it. Hogwarts will always hold a special place in my heart and the hearts of all of us that have followed the series. We love it so much we want to know every possible detail and angle and theory; plausible or not. (hey who know the John Noe’s mr. blood theory would turn out to be somewhat on track.) More than wanting to know we want to share what we know, Hence, leaky and the lounge. I think this is just a sad situation and I really hope that it is worked out amicably. I love both JKR and Steve and appreciate their works individually and uniquely. Looking forward to following the story. Thanks again Leaky.

Posted by PotterBug on November 03, 2007, 06:43 PM report to moderator
Annia

Potterbud, I have apreciated your saying that the Lexicon is a really wonderful resource. It does me good to read you because I think that is a fact, too. Now the idea of doing a book with it in another fact. Whichbecame an error, from the point where J Rowling said no.

Posted by Annia on November 03, 2007, 06:58 PM report to moderator
Marissa

Am I the only one that finds it amusing that the RDR guy is named “Richard Harris”? (Richard Harris was the first actor to play Dumbledore.)

This is all such a mess, so I guess I’m just looking for even the smallest thing to find amusing. :P

Posted by Marissa on November 03, 2007, 06:59 PM report to moderator
Annia

Sorry, PotterBug, for scorching your name!

Posted by Annia on November 03, 2007, 07:00 PM report to moderator
Artemisia

Some food for thought:

“Statement of Editorial Policy The Lexicon strives to publish only strictly canon information in its encyclopedia sections. The Lexicon is very specific in its list of canon sources.

If the Lexicon makes a mistake, we will admit the mistake immediately, take steps to retract the information, and offer an explanation and apology if necessary. (...)

The Lexicon holds J.K. Rowling and her fans in the highest regard. Her respect is of the utmost importance to us, as is the trust of our readers. We will do everything in our power to earn and keep that respect.” http://www.hp-lexicon.org/help/lexicon.html

“However, I don’t give permission for people to just copy my work for their own use. Not only is that illegal, since everything in the Lexicon is copyrighted, it’s also just plain wrong. Hey, I did all the work, I put in all the time, it’s my skill and talent in this area which allowed the Lexicon to come into being. No one else has the right to use my work. The Lexicon is the only place on the web where Lexicon content may be displayed. (...)

Look, I provide the Lexicon to be used free of charge and don’t even throw a bunch of inane advertising at you when you use it. I allow you to link to whatever you want to link to. I think I’m being more than fair. Please don’t copy my stuff, okay?” http://www.hp-lexicon.org/help/hp-faq.html#copy

“original content © 2003 – 2006 The Harry Potter Lexicon HARRY POTTER, characters, names, and all related indicia are trademarks of Warner Bros. © 2001 – 2006. NO PART OF THIS PAGE MAY BE REPRODUCED IN ANY MANNER WITHOUT PERMISSION” http://www.hp-lexicon.org/about/hpl-notes.html

Soooo … all in all, the Lexicon’s approach re: all of this is pretty unequivocal. Hopefully, they will/can live up to it. As the last bit states, whatever “original content” there is is copyrighted – I can imagine some dispute about where the original content begins, perhaps? (I’ll just assume for now that both Lexicon & WB have extended their copyright beyond 2006.)

Posted by Artemisia on November 03, 2007, 07:02 PM report to moderator
Artemisia

I meant to say: where Jo’s stuff ends and the “original content” of the Lexicon begins. But given their stated views on the matter, I’d expect Steve et al. to err on the side of caution.

Posted by Artemisia on November 03, 2007, 07:06 PM report to moderator
ScottMan

RDR really needs to clam up at this point. Harris is making rather a fool of himself, and not helping his case any.

Posted by ScottMan on November 03, 2007, 07:11 PM report to moderator
goldfish

“Am I the only one that finds it amusing that the RDR guy is named “Richard Harris”? (Richard Harris was the first actor to play Dumbledore.)”

Nope! :-) I found that pretty funny, too!

On the point of these interviews, though, RDR certainly seems to be living up to WB’s claims that they are very rude. “You can go to the site and read the articles. I’m not going to itemize them for you.” Ugh. Pretty much everything they said just reeks of rudeness, in my opinion.

Posted by goldfish on November 03, 2007, 07:27 PM report to moderator
El Caz

From my side of the fence all I’ve concluded is:

1) There’s really no need for me to buy a book I can read in it’s absolute enterity online.

2) There’s plenty of books out there that delve in the Harry Potter subject, but even though they mention JK’s creations left and right and that helps them sell their books, almost everything written in them is their own work. I own one called “The sicence of Harry Potter” where this guy looks at everything in JK’s world and tries to explain it scientifically or how you could have similar effects without magic. HP might be the basis for it, but it’s all the author’s work and research. There are other encyclopedias explaining the animals and terms and mythical creatures JK used and they add to the subject, explaining where JK based her creations from, but it’s all their research.

The lexicon is a rearrangement of HP facts into an organized way. Unless the book was mostly a reader’s opinion and analysis about the JK’s work (with some quotage and such), I do believe it’s still copyright infringement.

Posted by El Caz on November 03, 2007, 07:54 PM report to moderator
Crebb

El Caz- I have the science of harry potter too.

Posted by Crebb on November 03, 2007, 09:04 PM report to moderator
ANR

If Steve indeed asked for Jo’s permission and it was denied, then I’m sure she had a pretty good reason for it. Maybe she thought it was premature to publish something resembling an encyclopedia. It all depends on what exactly is being published.

All RDR had to do was to show WB the manuscript. I’m sure others have done so in the past. The fact that they didn’t probably means that they know it’s copyright infringement.

I wonder if Steve got caught in the web because of some contract he had signed unwisely. Otherwise I’m not sure why a big HP fan like him would have done something against Jo’s wishes. Unless, of course, he did it for the money.

Its all going to be nothing but speculation unless we hear something more on this directly from Jo or Steve. But I’m afraid Jo’s not going to make any more updates about this, that’ll be like confirming that this is a big issue. And I’m sure RDR is going to be doing all the talking for Steve. Bloody hell.

Posted by ANR on November 03, 2007, 09:06 PM report to moderator
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