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Questions and Answers with WB and RDR; Lexicon Responds

Companion Books
Posted by: Melissa
November 03, 2007, 04:37 AM

Today, TLC spoke to Diane Nelson, President of Warner Premiere, Warner Bros., who takes care of global brand management for HP, and Richard Harris, spokesperson for RDR Books, regarding the recently filed lawsuit against the publication of an unofficial Harry Potter encyclopedia, aiming to answer fan questions and clear up some confusion. A summation of each discussion is below. Please be reminded that no part of these discussions constitutes a legal answer to any of the claims made in the suit, or has legally binding implications. Also, the opinions and claims in each portion are owed to the agency discussed and do not constitute The Leaky Cauldron’s opinion or claim (of which it has none).

Warner Bros.

The original contact came about because the agencies became aware, in early September, that the Harry Potter Lexicon was slated to be published.

WB says they made numerous efforts to work with the publishing house, asking after the manuscript and offering to help make sure the book did not infringe and could be published without complaint, and all efforts were rebuffed.

The letter claiming rights on the DVD timeline was sent to the CEO of WB and seemed to them like an effort to take attention away from the cease and desist claims. The cease and desist letters constituted an attempt to open a dialogue.

The company claims they registered surprise at the letters from RDR, repeating that the Lexicon site is terrific, but that the proposed book fundamentally infringes J.K. Rowling’s rights.

WB claims to spend hundreds of hours vetting dozens of these types of books each year, and only goes to court (as in the case of Tanya Grotter) when the authors are not willing to make the necessary modifications.

It’s incumbent upon WB to act to protect J.K. Rowling’s rights in order to retain the rights; failure to act may in some (or future) situations be seen as giving up of rights. WB feels it has worked with fans in many ways, by providing elements and materials to allow them to continue in a manner that isn’t commercial. It granted Steve Vander Ark and the Lexicon the rights to use some of its art non-commercially, back in 2001.

According to WB, J.K. Rowling doesn’t have a problem with people publishing or commercially gaining from commentary or analysis, but reconfiguration of her work doesn’t apply.

The British publisher of the Lexicon book is cooperating with WB’s requests and engaging in a dialogue, but it isn’t the case in the U.S.

WB doesn’t feel this is an issue of first amendment rights, and that there are unequivocally no rights owed to the Lexicon for a timeline deriving from the rights of others.

There is no intention to have this suit apply to other fan endeavors such as web sites, wizard rock, etc.

RDR Books

All the following information is according to the RDR spokesperson, Richard Harris, and may be amended upon further discussions with the company.

RDR claims that Steve Vander Ark originally contacted J.K. Rowling, they think “via letters…over a period of months,” to ask to work with her to create an encyclopedic resource, and was rebuffed, which is when he sought out a publisher for the Lexicon. He made no further contact to the J.K. Rowling camp.

Roger Rapoport, the president of the company, was not in Germany selling rights to the book when the suit says he ways, says Mr. Harris. He was with his wife and brother-in-law, the latter of whom died of cancer at that time, and was the reason for which Mr. Rapoport asked for a good faith delay in answering the suit. [The suit claims that Mr. Rapoport was working on selling the rights to the book in Germany at this time, not that he was physically there.]

The book, according to RDR, is “a lexicon or reader’s guide. We’re not calling it an encyclopedia. [J.K. Rowling’s objection is that specifically we were calling it an encyclopedia.]”

[The suit does not claim that a name change will solve the issue or purport that the book was called an encyclopedia.]

The book contains critical analysis from “Steven Vander Ark and his staff.” When asked what he meant by critical analysis Mr. Harris said, “You can go to the site and read the articles. I’m not going to itemize them for you.” Questioned further he said “the book was typeset directly from the site,” and that it was word-for-word taken from the web site. (The RDR Web site now says “The entire book is drawn verbatim from the material that presently appears on Steve Vander Ark’s website.”)

RDR claims the book is not an infringement because “it’s a critical and educational review,” and, “we are not simply rearranging information.” Mr. Harris said a large portion of the book was “probably” typeset from the lexicon directly, though had “no idea” what proportion of the book is essays as compared to a catalogue of info. (However, there have been statements by Lexicon staff quoting Steve, that state there will be no essays in the book. Some essay authors are stating publicly that they have not been approached for permission.)

RDR claims not to have given JKR’s people a copy of the book because “we don’t have a copy to give them…because the book hasn’t been published yet.” Asked why they didn’t hand over a manuscript, Mr. Harris said, “how would it benefit us in any way? This is the result of a barrage of letters from their lawyers in the last two months. Late i the game they came forward and wanted to see the manuscript, after they’ve been threatening to sue us and everything. How is it going to help us in any way to show them the manuscript except to provide them with more information. At this stage are they going to say, ‘Oh, we’re sorry?’ and go away? I don’t think so.”

The publisher claims WB has been “threatening and abusive” since the beginning, and claims RDR would have been happy to discuss the book with them at any point.


RH: They received lots of response. We repeatedly told them yeah, give us a call, give Roger a call, and he will talk to you about it.
TLC: That’s not what they put forth in their legal document.
RH: [laughs] I know that’s not what they put forth in their legal document. Well aware of it.
TLC: Then I want to make this clear because it’s serious: You’re saying that they bore false witness in that document.
RH: We’ll answer that in our answer.

RDR Books admits that letters began in early September but claims that the original letters to come did not mention Warner Bros. Warner Bros. has told TLC that all letters clearly stated WB as a party.

RDR claims to have made an attempt to settle the matter quickly, and was rebuffed (WB has yet to respond to this claim).

Further questioned about whether the timeline of communications in the lawsuit is, therefore, correct, Mr. Harris said he did not have an answer.

RDR claims there are many factual errors in the suit but declined to discuss them individually before the case is answered legally.

It’s RDR’s position that the Lexicon did not need permission to do work on the book.

Disclaimer: These interviews do not constitute legally binding arguments.


The Harry Potter Lexicon has posted a statement on its “What’s New” page:

Dear Friends,

I would like to thank each and every one of you for your support in recent days. Everyone here at the Lexicon, all volunteers, regrets the unpleasantness. We have always been interested in working with the publishers of the novels to satisfy their concerns, interests and needs and we certainly do not plan nor have we ever planned to publish anything which competes with Ms. Rowling’s fine literary capabilities. Our work has nothing to do with fiction writing and is only concerned with legitimate critical analysis and academic considerations. It has been widely approved and employed by Ms. Rowling herself.

My book was started in response to many, many people who talked to me and asked if there could be a print version of the Lexicon, not in some sort of attempt to profit off of fans. Because the material for the book was not only accepted but praised and used frequently by every entity concerned with creating the Harry Potter books, games, and films, I would never have thought that a print version could be judged differently.

I sincerely hope that this matter can be resolved amicably and ask for you patience and understanding during that process.

Steve

Steve Vander Ark
The Harry Potter Lexicon


The Harry Potter Lexicon is a partner site to the Leaky Cauldron.

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177 Comments

ProfessorSpork

The more I read, the more shady, unprofessional and downright rude RDR seems. Until we get a statement from Steve (just as we got one from Jo linking her with WB) I’m going to keep him as a seperate entity here, and hope he doesn’t get too caught up in the fallout.

I’m also starting to feel really bad for Melissa. Pretty much the day after she leaves Pottercast to work on her book, this happens, and she’s been reporting nonstop ever since. So much for avoiding distractions.

So- thank you TLC for your professionalism and dedication, and an especial thanks to Melissa for being so even to her own detriment.

Posted by ProfessorSpork on November 03, 2007, 09:09 PM report to moderator
valuereflection

RDR said: “RDR claims that Steve Vander Ark originally contacted J.K. Rowling, they think ‘via letters…over a period of months,’ to ask to work with her to create an encyclopedic resource, and was rebuffed, which is when he sought out a publisher for the Lexicon. He made no further contact to the J.K. Rowling camp.”

WB said: “The British publisher of the Lexicon book is cooperating with WB’s requests and engaging in a dialogue, but it isn’t the case in the U.S.”

Don’t these two statements contradict each other?

I read this to mean that WB has seen and approved a version of the Lexicon manuscript: the version which is being published by Methuen in Britain on November 5. That doesn’t sound to me like Steve was rebuffed by WB and JKR in his efforts to publish the Lexicon anywhere, because they approved its publication in Britain by a different publisher than RDR. It sounds like JKR and WB object only to its publication by RDR books, because RDR books has been uncooperative in working together.

I don’t understand! Does anyone know anything more about Methuen’s publication of Steve’s book?

Posted by valuereflection on November 03, 2007, 10:22 PM report to moderator
Axis

Are you sure about that, valuereflection? There’s nothing on Methuen’s website…

Mmnnn, I’m not going to pick sides until there’s more information. I don’t much like the sound of the RDR chap, though… xP

(Lol, he’s called Richard Harris! ....sorry…. ^^; )

Posted by Axis on November 03, 2007, 11:15 PM report to moderator
Errol

Yeah, RDR comes off sounding worse in this article. They sound like they’re the ones who want to go to court more than WB, which is ironic since WB brought the suit.

Posted by Errol on November 03, 2007, 11:33 PM report to moderator
valuereflection

I looked up the book on amazon.co.uk: “Harry Potter Lexicon (Hardcover) by Steve Vander Ark.” Methuen will publish it in Britain on November 5. I notice the cover art is different from RDR’s.

Posted by valuereflection on November 03, 2007, 11:34 PM report to moderator
Errol

And much praise to The Leaky Cauldron for providing coverage. This can’t be the most fun story they’ve ever had to do, but it’s definitely appreciated.

Posted by Errol on November 03, 2007, 11:47 PM report to moderator
valuereflection

Here is some more info from amazon.co.uk website about the British publication of Steve’s book. It is weird that Methuen doesn’t have it listed on their website.

Product details

Hardcover: 340 pages Publisher: Methuen (5 Nov 2007) ISBN-10: 0413776611 ISBN-13: 978-0413776617

On the “Harry Potter Lexicon Forum” website, another poster, Eponine, theorized that perhaps the American publisher, RDR, made a deal with the British publisher prior to this lawsuit, and now that the lawsuit has been filed, perhaps the British publisher probably has no intention to publish this book AT ALL. She said they are likely waiting to hear the results of the lawsuit. That’s an interesting possibility.

I sure wish I knew more.

Posted by valuereflection on November 03, 2007, 11:48 PM report to moderator
Minnie

Methuen probably doesn’t have it listed on their site because they’re co-operating with WB and JKR. That probably means they’ve opted to not publish the book, at least until all of this is settled.

Either that, or they’re considering their own lawsuit against RDR because they were probably assured that everything was cleared, only to find out from WB and JKR that is was not.

Posted by Minnie on November 03, 2007, 11:58 PM report to moderator
theredwitch

Somehow I don’t think that a cease and desist letter is a friendly offer to discuss. If RDR books got offended, I don’t blame them, I would be. If you just want to talk, you ask to get together to talk. Lawyer’s letters should come after that fails. I don’t think the Lexicon’s book will compete with Rowling’s book anymore than the other books will. Unless there is no new material and she was swiping thier format.

Posted by theredwitch on November 04, 2007, 12:18 AM report to moderator
Minnie

Cease & Desist letters are generally a sign that the folks who hold copyright/trademark over something aren’t happy. They’re telling you to stop doing whatever it is you’re doing because they don’t like it and because they feel you’re overstepping your bounds legally. And if you don’t stop, and you don’t reach out to them to try and find a compromise or a solution, then they’ll take you to court.

RDR ignoring the C&D letters was stupid, and really doesn’t help their case. It doesn’t matter how offended they got. A judge isn’t going to care about their feelings. Did they even make an attempt to talk to WB & JKR? So far, signs point to no. That means this lawsuit existing at all is their own damned fault. They had four different chances to reach out to them and talk to them to find out why the C&D letters were sent, and to try and work things out. That it’s gotten this far is only because RDR is trying to play the Righteous Indignation card, and that’s simply not going to fly.

Posted by Minnie on November 04, 2007, 12:26 AM report to moderator
Lacey

I now feel much better about this issue. its sad that jo and steve are caught up in this mess. I don’t think either of them are at fault. its the companies.

Posted by Lacey on November 04, 2007, 12:47 AM report to moderator
Chthonia

I’ve always felt it was rather unfair that Steve has had no recompense for all the hard work he’s done on the Lexicon when other entities (the filmmakers and games companies) have used the Lexicon to support their own profit-making endeavours. Steve’s work has saved them having to pay someone to do that research; to see the timeline lifted and put out on the DVDs with no acknowledgement must have been particularly galling.

To suggest that the Lexicon book would take money from JKR or her charities is ridiculous: any fan keen enough to want a reference tool like the Lexicon is going to be lining up to buy anything that Jo writes. Unless, perhaps, if Jo is just going to present facts that she’s previously published, which I doubt – I thought the whole point of her project was to give us new background that never made it into the books. There’s no point in Jo trying to duplicate the Lexicon as it stands – that sort of methodical detail isn’t her strength, and if she did indeed rebuff Steve’s approach, it’s a crying shame. Heck, I think it’s a crying shame that the publishers didn’t employ the Lexicon years ago to proof-read the books; they might have saved themselves some howlers if they had.

To complain that Steve is making people pay for something that was previously free is also false, UNLESS he plans to take down the website, and I’ve seen no indication that that is the case. If anyone’s planning to so do, it seems to be WB, unless I’m misreading this part of their suit:

”- a permanent injunction against the Defendant and associated entities from selling or distributing works derived or copied from Harry Potter” (my emphasis)

I’m sorry if JKR feels that Steve is stealing from her; I’m sure that’s not the spirit in which he compiled either the website or the book. I hope they can come to an amicable agreement, though with saber-rattling laywers involved it’s not going to be easy. From a personal point of view, I hope they find a way to publish the book – having relied on the web version for years, I’d find a paperback copy of the Lexicon fantastically useful and I’d be more than happy for Steve to get the price of a pint of beer from my copy.

Posted by Chthonia on November 04, 2007, 12:55 AM report to moderator
Lani

“I’ve always felt it was rather unfair that Steve has had no recompense for all the hard work he’s done on the Lexicon when other entities (the filmmakers and games companies) have used the Lexicon to support their own profit-making endeavours. Steve’s work has saved them having to pay someone to do that research; to see the timeline lifted and put out on the DVDs with no acknowledgement must have been particularly galling.”

To put it bluntly, that’s his problem. He CHOSE to compile the Lexicon. No one asked him to do it. He decided on his own to create the site and put everything together, but despite all the time and effort that he’s put into it, that doesn’t entitle him to profit off the site. Period.

The film companies and game companies might have used his site, but guess what? They’re officially licensed companies that can legally profit from Harry Potter. The Lexicon, on the other hand, is just a fansite. A really detailed fansite, to be sure, but it’s still just a fansite. He doesn’t get to claim the right to profit from JKR’s work. At the end of the day, the site only exists because of the work that JKR put into writing the books, and into creating the characters and world that got him interested in the first place. That takes precedent, along with her copyrights and trademarks.

Posted by Lani on November 04, 2007, 01:25 AM report to moderator
Cara

Chthonia said: I’ve always felt it was rather unfair that Steve has had no recompense for all the hard work he’s done on the Lexicon


While I can’t and won’t deny that Steve and his staff have worked very hard in creating and operating an amazing site, the Lexicon, by their own accounts they all ‘volunteered’ their time and effort.

volunteer: a person who performs a service willingly and without pay.

Owning and operating the Lexicon, being on friendly terms with the author/WB does not create ‘entitlement’ to profit on copyrighted material.

Chthonia said: To complain that Steve is making people pay for something that was previously free is also false…

The complaint states that the Lexicon was allowed to use copyrighted material for the fan site [not a book].

1. The fan site was for non-commercial use, i.e. no money was made from it, therefore the fan site itself was deemed to be a ‘fair use’ of copyrighted material.

2. The book is different. It is claimed that the book is a regurgitation of the fan site, that the book is being sold for ‘commercial’ gain, i.e. he’s making money off it. This is not a fair or lawful use of Jo Rowling’s copyrighted material!

Posted by Cara on November 04, 2007, 01:31 AM report to moderator
cara

I need to apologize, I’m sincerely not meaning to SHOUT at anyone, as that’s terribly rude. Having issues with my laptop!

Posted by cara on November 04, 2007, 01:39 AM report to moderator
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